DOL - Frequently Asked QuestionsGet the answers to many of the questions surrounding the DOL Rule, including: "What is Advisors Excel doing currently to work toward implementation?", "What will the rule mean for my business practice?" and more...
DOL Outlook: Your Guide to the New Fiduciary Rule
Through an ongoing series of webcasts over the next few months, Advisors Excel will bring you timely updates and clarifications related to the new DOL fiduciary rule and its implementation.
After a long delay, the U.S. Fifth circuit Court of Appeals confirmed Thursday a March decision to strike down the Labor Department’s fiduciary rule.Read More
A National Association of Insurance Commissioners working group will meet in Kansas City Thursday and Friday to see if it can hammer out an annuity transactions model law.Read More
The U.S. House of Representatives subcommittee on Health, Employment, Labor and Pensions considered four pieces of legislation that would update the Employee Retirement Income Security Act, which subcommittee Chair Rep. Tim Walberg, R-MI, said was “beginning to show its age.”Read More
The SEC has added an online search feature to its Investor.gov website that enables investors to check whether advisers have a judgment or order entered against them in an enforcement action.Read More
The Securities and Exchange Commission’s enforcement unit on Tuesday issued frequently asked questions guidance on its Share Class Selection Disclosure initiative, which provides more information about advisor eligibility, disgorgement as well as the distribution of funds to clients.Read More
The Lead The Way Initiative
The Lead the Way initiative from Advisors Excel offers you the very latest in educational resources, news links and bulletins, best practices and informative explanations to help you best serve your clients and stay informed of emerging developments in the tax, legal and regulatory areas.